Sunday 19 February 2017

Theoretical orientation for classroom-based assessment



 Prof. Doutor Francisco Januário

Faculty of Education, Eduardo Mondlane University
Maputo, Mozambique

(This is the text that accompanied an interactive workshop session at the SAULT Forum meeting on 16-17 February 2017.)
Xavier, Francisco, Dixie, Maria and Kavenna at the SAULT Forum

I.                   Introduction
According to the literature (Bell and Cowie, 2001; Black, 1998; Black et al., 2003, Kathy & Burke, 2003; Lin & Gronlund, 2000; McMillan, 2001; Race et al., 2005) three aspects are regarded as being relevant for providing a theoretical orientation in classroom-based assessment. The aspects are: (i) the objective of assessment and the process of giving feedback to students; (ii) the need for teachers to conduct effective assessment for learning; and (iii) the teachers’ preparedness on conducting assessment that can generate evidence of authentic learning.
In terms of the first aspect and according to several authors (Black, 1998; Black et al., 2003, Kathy & Burke, 2003; Lin & Gronlund, 2000), assessment may be conducted to serve different purposes, such as assessment to satisfy demands for public accountability; assessment to report an individual’s achievements; and assessment to support learning. The focus of assessment in this paper falls within the latter purpose (supporting learning). The rationale of focusing on this purpose is that the main aim of schools is to promote student learning and the teacher needs constant information about what the students know. Ideally, assessment should provide short-term feedback so that obstacles can be identified and tackled at an early stage in the learning process. This is particularly important where the learning plan is such that progress with one week’s work depends on a grasp of the ideas discussed in the previous week. This type of assessment aims at improving learning, and is called formative assessment or assessment for learning.

II.                The need for teachers to conduct effective assessment for learning
It is clear that this assessment is the responsibility of the classroom teacher, but others, inside and outside the school might support this work by providing appropriate training and methods for conducting such an assessment. Let us consider as an example a science subject like Physics. For this subject, however, evidence that a formative assessment is really improving learning must be accompanied by a type of assessment where students are asked to perform real-world tasks and demonstrate the meaningful application of knowledge and skills. This leads to what McMillan (2001) calls authentic assessment and its success depends very much on support that the teacher must receive from various educational stakeholders inside and outside the school. Therefore, in providing such support to teachers, Nuttall (cited in Kathy & Burke, 2003), argues that it is relevant for teachers to know how to generate evidence of authentic learning. Authentic learning is crucial for learning science and specifically experimental subjects like Physics. Nuttall (1987) also describes a number of criteria for tasks that validly assess learning, namely: (i) tasks that are concrete and within the experience of the individual; (ii) tasks that are presented clearly; and (iii) tasks that are perceived as relevant to the current concerns of the student. The value of these tasks, in our opinion, allows students to demonstrate good performance because they promote interaction between students and the teacher. In addition, they allow the teacher to get into the students’ thinking and reasoning and to evaluate their potential.
Bell and Cowie (2001) distinguish between two types of formative assessment, namely planned formative assessment and interactive formative assessment. These authors suggest that planned formative assessment is used to elicit permanent evidence of students’ thinking, and such assessment occasions are semi-formal and may occur at the beginning and end of a topic. A specific assessment activity is set for the purpose of providing evidence that is used to improve learning. All the information is elicited through the task set and the teacher and the student act on this information with reference to the topic itself, with reference to the students’ previous performance, and with reference to how the students and the teacher are proposing to take learning forward. Interactive formative assessment is described by Bell and Cowie (2001) as taking place during student-teacher interaction. This refers to the incidental or ongoing formative assessment that arises out of learning activity and cannot be anticipated.
As is the case with planned assessment, in interactive formative assessment the purpose is to improve learning by mediating the student learning. The process involves the teachers noticing, recognizing and responding to students’ thinking and it is more teacher- and student-driven than curriculum-driven. Unlike the kind of permanent information that accrues from planned assessment, this kind of assessment generates information that is ephemeral. The latter kind of formative assessment is crucial for the purpose of this paper because it is important for enhancing student learning, and therefore, the teacher must be supported in knowing how to react in relation to what is deemed at the time to be worth noticing in the student. Unlike in the planned formative assessment where there is a longer time gap in responding, in the interactive formative assessment, the teacher’s response is immediate, and the kind of planning that can still be made is on how to facilitate dialogue and tasks between him/her and the students. In an interactive assessment, students are given opportunity to argue about the assessment tasks and to challenge teachers’ responses to their questions.
As for the importance of immediate and ongoing feedback, Race et al., (2005) elaborate on how quality feedback can best be given to students. Among the several aspects of quality feedback referred to by these authors, they mention the following aspects of quality feedback: (i) time - the sooner the feedback is given the better; (ii) personality - it needs to fit each students’ achievement; (iii) expressed - whether congratulatory or critical; and (iv) empowerment - both congratulatory and critical feedback must not dampen learning, but rather strengthen and consolidate it.

In conclusion, for the assessment objectives and feedback, three major aspects provide orientation to the review on assessment proposed by this paper. Firstly, the assessment is carried out to support learning; therefore, the provision of feedback should be on a short-time basis so that obstacles in the learning process can be tackled in good time (Black, 1998; Race et al., 2005). Secondly, teachers need to have at their disposal certain students’ tasks that can validly assess particular learning and generate evidence of authentic learning (Kathy & Burke, 2003; Lin & Gronlund, 2000; Popham, 2002). Thirdly, immediate and ongoing feedback is crucial to facilitate student-teacher interaction (Bell & Cowie, 2001; Race et al., 2005).

III.             The theories of learning and their implications for assessment practice
With reference to carrying out an effective assessment for learning, it is worth mentioning that it requires having students actively engaged in finding solutions to problems they face and developing the ability to construct knowledge. In this process, the role of the teachers as facilitators is crucial in monitoring the assessment practice. James (2006), on the relationship between assessment practice and the ways in which the processes and outcomes of learning are understood, argues that three theories of learning and their implications for assessment practice can be distinguished. These are discussed below.
  • Behaviourism: this is where the environment for learning is the determining factor, the learning is the conditioned response to external stimuli, and rewards and punishments are the powerful ways of forming or eradicating habits. The implications for assessment practice are that the progress is measured by timed tests, performance is interpreted as either correct or incorrect, and poor performance is remedied by more practice in the incorrect items.
  • Constructivism: this is where the learning environment is determined by prior knowledge - what goes on in people’s minds - emphasis is on ‘understanding’, and problem solving is the context for knowledge construction through deductive and inductive reasoning. The implications for assessment are that self-monitoring and self-regulation are relevant dimensions of learning, and the role of the teacher is to help ‘novices’ to acquire ‘expert’ understanding of conceptual structures and processing strategies to solve problems. When students are involved in the construction of their own learning through formative assessment, they develop the ability to monitor and regulate their learning agenda.
  • Socio-culturalism: this is where learning occurs in an interaction between the individual and the social environment. Thinking is conducted through actions that alter the situation and the situation changes the thinking. The implication is that, prior to learning, there is a need to develop social relationships through language, because it represents the central element to our capacity of thinking.

It has been argued that the latter theory is not yet well worked out in terms of its implications for teaching and assessment (James, 2006). Teaching and learning tasks need to be more collaborative and students need to be involved in the generation of problems and of solutions, because the current perspective of assessment within this perspective is still inadequately conceptualized. For the Mozambican context, for instance, the constructivist theory of learning is recommendable. The reason is that the country teaching system emphasizes the importance of considering children’s prior knowledge before helping them understand other conceptual structures. The implication of this choice for assessment is that this construction of children’s own learning can be easily facilitated through formative assessment.

REFERENCES
Bell, B., & Cowie, B. (2001). Formative assessment and science education. London: Kluwer
Academic Publishers.
Black, P. (1998). Friend or foe? Theory and practice of assessment and testing. London,
Philadelphia: FalmerPress.
Black, P.; Harrison, C.; Lee, C.; Marshall, B.; Wiliam, D. (2003). Assessment for learning.
Putting it into practice. London: Open University Press.
James, M., & Pedder, D. (2006). Professional learning as a condition for assessment for learning.
In J. Gardner (Ed.), Assessment and learning (pp. 27-44). London, Thousand Oaks, New Delhi: Sage Publications.
Kathy, H., & Burke, W. (2003). Making formative assessment work: effective practice in the
primary classroom. London: Open University Press.
Lin, R.L. & Gronlund, N.E. (2000). Measurement and assessment in teaching (8th ed.).
Columbus, Ohio: Merrill Prentice-Hall.
McMillan, J.H. (2001). Essential assessment concepts for teachers and administrators.
California: Corwin Press.
Popham, W.J. (2002). Classroom assessment. What teachers need to know (3rd ed.). Boston, MA:
Allyn and Bacon.
Race, P., Brown, S., & Smith, B. (2005). 500 tips on assessment (2nd ed.). London and
            New York: RoutledgeFalmer.

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